To fully understand and manage risk, organizations must automate third-party risk management (TPRM) from onboarding and screening to due diligence, risk assessment and mitigation, monitoring, and offboarding. Starting today, the new Convercent by OneTrust Third-Party Risk Management Solution for Ethics and Compliance makes that possible, providing a way […]
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Over 70 Convercent clients and prospects from around the globe gathered in the Mile High City last week, Sept. 14-16, for a game-changing conference unlike what the industry has seen before. Starting the event off at Denver’s ART Hotel to […]
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Nothing is more frustrating than spending time, energy and money in creating meaningful policies that fall flat. Between writing and researching to revisions, legal review processes and internal sign-off, creating just one policy is no easy feat. Creating a policy, […]
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Headed into the final quarter of the year and wondering how to strengthen your conflicts of interest program? Are you stuck in a manual paper-based process trying to manage highly complex and dynamic conflicts of interest or have you initiated […]
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Paper forms. Annual surveys. Spreadsheets. A cluster of disparate systems and ideas and moving parts. Incoming disclosures of all shapes and sizes and no standard formula for how to manage, prepare and mitigate – and disclosures are only increasing with […]
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A few months ago now we attended Ethisphere’s 8th Annual Global Ethics Summit held in New York City in early March. This event is what we deem as one of the most important events of the year where seasoned compliance […]
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I read an article recently in Kroll’s blog entitled “Serious Fraud Office’s second DPA highlights lessons for global organisations and their subsidiaries.” As Convercent’s London-based director, I wanted to provide my response to this approval. UK Serious Fraud Office (SFO) […]
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I recently read a LinkedIn blog post by Maurice Gilbert, who shared a recent article by Julie DiMauro, entitled “The State of the Chief Compliance Officer in 2016.” I thought it was a well-written article that touched on some very valid […]
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I’ve always been fascinated with marketing and how the profession is able to perfectly connect with their target audience. About four years ago I was working as in-house compliance. It was during those 10 years that my appreciation for marketing […]
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Open up any news outlet in your internet browser and it’s hard to see past the headlines relating to compliance scandals. From the big splash this week hitting about Volkswagen’s settlement coming in at $14.7 billion, the largest in automobile […]
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American author and poet H.D. Thoreau once said, “Simplify, simplify.” To which essayist Ralph Waldo Emerson replied, “One ‘simplify’ would have sufficed.” Thoreau’s view on brevity and simplification was relevant to our 10th Tech Talk held last week in Chicago. […]
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Have you ever had a struggle or conflict with a colleague about something being legal and how and when compliance should intervene? Have you ever questioned what your role actually is as a compliance officer and what that translates into […]
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We just wrapped up our 9thCompliance Tech Talk, this time returning from the Twin Cities. We spoke with compliance, legal, investigation and audit professionals on the challenges they face in their compliance programs. From retail and medical device to construction […]
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